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Course Outline

The EU AI Act: Framework and Regulatory Foundations

  • Objectives, scope, and core principles
  • Definitions and classification criteria
  • Obligations applicable to various stakeholders

Risk Categorisation and Compliance Requirements

  • Prohibited AI systems and necessary controls to prevent their deployment
  • High-risk systems and mandatory documentation standards
  • Requirements for limited-risk and minimal-risk systems

Establishing AI Governance and Internal Policies

  • Drafting internal governance frameworks
  • Designing oversight structures and reporting hierarchies
  • Managing document control and policy lifecycles

Technical and Organisational Controls

  • Risk management systems and continuous evaluation processes
  • Mechanisms for human oversight
  • Data governance, robustness standards, and cybersecurity controls

Compliance Documentation and Record-Keeping

  • Technical documentation for high-risk systems
  • Log retention and traceability obligations
  • Maintaining materials for conformity assessments

Monitoring, Auditing, and Reporting

  • Internal audit procedures for AI oversight
  • Reporting duties to authorities and stakeholders
  • Requirements for corrective actions and incident response

Third-Party, Vendor, and Supply-Chain Compliance

  • Evaluating vendor-provided AI tools and their claims
  • Contractual obligations and compliance clauses
  • Monitoring and reassessing external AI services

Operationalising Continuous Compliance

  • Developing a long-term compliance roadmap
  • Fostering cross-functional collaboration with IT, legal, and management
  • Ensuring readiness for regulatory updates

Summary and Next Steps

Requirements

  • A foundational understanding of regulatory or compliance processes
  • Experience in organizational risk management
  • Familiarity with documentation and audit workflows

Target Audience

  • Governance and risk officers
  • Compliance and legal professionals
  • Internal audit and quality assurance teams
 14 Hours

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