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Course Outline
The EU AI Act: Framework and Regulatory Foundations
- Objectives, scope, and core principles
- Definitions and classification criteria
- Obligations applicable to various stakeholders
Risk Categorisation and Compliance Requirements
- Prohibited AI systems and necessary controls to prevent their deployment
- High-risk systems and mandatory documentation standards
- Requirements for limited-risk and minimal-risk systems
Establishing AI Governance and Internal Policies
- Drafting internal governance frameworks
- Designing oversight structures and reporting hierarchies
- Managing document control and policy lifecycles
Technical and Organisational Controls
- Risk management systems and continuous evaluation processes
- Mechanisms for human oversight
- Data governance, robustness standards, and cybersecurity controls
Compliance Documentation and Record-Keeping
- Technical documentation for high-risk systems
- Log retention and traceability obligations
- Maintaining materials for conformity assessments
Monitoring, Auditing, and Reporting
- Internal audit procedures for AI oversight
- Reporting duties to authorities and stakeholders
- Requirements for corrective actions and incident response
Third-Party, Vendor, and Supply-Chain Compliance
- Evaluating vendor-provided AI tools and their claims
- Contractual obligations and compliance clauses
- Monitoring and reassessing external AI services
Operationalising Continuous Compliance
- Developing a long-term compliance roadmap
- Fostering cross-functional collaboration with IT, legal, and management
- Ensuring readiness for regulatory updates
Summary and Next Steps
Requirements
- A foundational understanding of regulatory or compliance processes
- Experience in organizational risk management
- Familiarity with documentation and audit workflows
Target Audience
- Governance and risk officers
- Compliance and legal professionals
- Internal audit and quality assurance teams
14 Hours