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Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 and its objectives
- Core compliance principles: integrity, accountability, and transparency
- Key distinctions between ISO 19600 and ISO 37301
Organizational Context and Leadership
- Analyzing the internal and external environment of the organization
- Roles and responsibilities of senior management in leadership
- Formulating a compliance policy and setting clear objectives
Planning and Support Mechanisms
- Evaluating compliance risks and defining mitigation strategies
- Requirements for competence, awareness, and communication
- Documenting and allocating resources for the CMS
Operational Controls and Compliance Workflows
- Defining operational procedures and assigning responsibilities
- Considerations for outsourcing and third-party compliance
- Recording compliance obligations and implementing controls
Monitoring, Assessment, and Reporting
- Measuring compliance performance and tracking KPIs
- Performing internal audits and compliance evaluations
- Establishing compliance reporting and escalation protocols
Management Review and Continuous Improvement
- Assessing system performance and gathering leadership insights
- Handling nonconformities and implementing corrective actions
- Driving the ongoing refinement of the CMS
Certification, Integration, and Future Preparedness
- Pathways to ISO 37301 certification and third-party audits
- Aligning with ISO 37001, ISO 9001, or ISO 27001
- Emerging compliance trends and digital governance strategies
Recap and Recommended Next Steps
Requirements
- A solid grasp of compliance and risk-related principles
- Familiarity with management system standards
- Background in regulatory, legal, or internal control operations
Target Audience
- Compliance officers and internal control managers
- Auditors, legal counsel, and risk specialists
- Senior leadership and governance heads focused on maintaining compliance integrity
14 Hours
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!