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Course Outline

Introduction to ISO 37301 and Compliance Management

  • Overview of ISO 37301 and its objectives
  • Core compliance principles: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing the internal and external environment of the organization
  • Roles and responsibilities of senior management in leadership
  • Formulating a compliance policy and setting clear objectives

Planning and Support Mechanisms

  • Evaluating compliance risks and defining mitigation strategies
  • Requirements for competence, awareness, and communication
  • Documenting and allocating resources for the CMS

Operational Controls and Compliance Workflows

  • Defining operational procedures and assigning responsibilities
  • Considerations for outsourcing and third-party compliance
  • Recording compliance obligations and implementing controls

Monitoring, Assessment, and Reporting

  • Measuring compliance performance and tracking KPIs
  • Performing internal audits and compliance evaluations
  • Establishing compliance reporting and escalation protocols

Management Review and Continuous Improvement

  • Assessing system performance and gathering leadership insights
  • Handling nonconformities and implementing corrective actions
  • Driving the ongoing refinement of the CMS

Certification, Integration, and Future Preparedness

  • Pathways to ISO 37301 certification and third-party audits
  • Aligning with ISO 37001, ISO 9001, or ISO 27001
  • Emerging compliance trends and digital governance strategies

Recap and Recommended Next Steps

Requirements

  • A solid grasp of compliance and risk-related principles
  • Familiarity with management system standards
  • Background in regulatory, legal, or internal control operations

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal counsel, and risk specialists
  • Senior leadership and governance heads focused on maintaining compliance integrity
 14 Hours

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